Technology Partners is currently seeking a talented Senior Legal Assistant. Do you have strong analytical and problem-solving skills, coupled with the ability to interpret and apply regulations within the financial services industry?
Let us help you make your next big career move a reality!
What You Will Be Doing:
We are seeking a dynamic and resourceful Senior Legal Assistant to join our team. In this role, you will work to maintain cooperative relationships with governmental policymakers and regulatory agencies that govern our business operations. Your expertise will be vital in ensuring compliance and facilitating smooth interactions with various stakeholders.
Key Responsibilities:
- Conduct due diligence reviews of clients during the account opening process.
- Monitor and surveil transactions, employee activities, and communications.
- Analyze regulations, rules, and various proposals.
- Draft and coordinate regulatory updates and compliance bulletins.
- Develop a compliance training program for staff.
- Perform tests of the firm’s processes and controls.
- Research and respond to various regulatory inquiries and examinations.
- Defuse investor or client disputes effectively.
- Participate in compliance risk assessments and analyze the compliance environment and controls for specific lines of business.
Required Skills & Experience:
- Knowledge of financial services and securities markets or similar experiences that translate to our work environment.
- Outstanding communication and interpersonal skills.
- Strong analytical and problem-solving skills; critical thinking ability.
- Ability to adapt and meet deadlines on assignments while changing priorities as required.
- Proven collaborative skills to build effective working relationships with all levels of employees.
- Excellent time management and organizational skills.
- Detail-oriented with the ability to quickly grasp big-picture issues.
- Driven self-starter committed to self-development.
Desired Skills & Experience:
- Accurate data entry and handling of confidential data.
- Team player with a fast learning ability.
- Investigation and remediation experience.
- Administrative support skills, including correspondence and operations.
- Experience working in a diverse environment and with a diverse team.
- Familiarity with compliance and regulatory frameworks.
Pay: $35.18 – $50.25 /yr.
We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to provide sponsorship at this time or accept candidates who would require a corp-to-corp agreement.
If this position sounds like you, WE SHOULD TALK!
Your better future is ready, and we want to put the right tools in your hands to get you there. Let's go!
Keywords: Senior Legal Assistant, due diligence, regulatory compliance, financial services, securities markets, communication skills, analytical skills, problem-solving, compliance training, risk assessment
Looking for more opportunities with Technology Partners? Check out technologypartners.net/jobs!
All offers of employment at Technology Partners are contingent upon clear results of a thorough background check and drug screening that meet corresponding laws and regulations at the city, state and federal level.
Pay ranges are influenced by candidate qualifications, experience, and role specifics, with the actual rate determined considering skills, market conditions, and are subject to change by the employer; pay negotiations follow all state and federal legal guidelines.
