Technology Partners is currently seeking a talented Legal Assistant.
Do you have outstanding communication skills?
Let us help you make your next big career move a reality!
What You Will Be Doing:
As a Legal Assistant, you will strive to maintain cooperative relationships with governmental policymakers and the regulatory and self-regulatory agencies that govern the Firm’s businesses.
Key Responsibilities:
- Conduct due diligence reviews of clients during the account opening process.
- Monitor and surveil transactions, employee activities, or communications.
- Analyze regulations, rules, and various proposals.
- Draft and coordinate regulatory updates and compliance bulletins.
- Develop a compliance training program.
- Perform tests of the Firm’s processes and controls.
- Research and respond to various regulatory inquiries and examinations.
- Defuse investor or client disputes.
- Participate in compliance risk assessments and analyze the compliance environment and controls for a line of business.
Required Skills & Experience:
- Knowledge of financial services and securities markets.
- Outstanding communication skills.
- Excellent interpersonal abilities.
- Strong analytical and problem-solving skills; critical thinking ability.
- Ability to adapt and meet deadlines on assignments while changing priorities as required.
- Collaborative, building effective working relationships with all levels of employees.
- Strong relationship-building skills.
- Excellent time management and organizational skills.
- Detail-oriented with the ability to grasp big-picture issues quickly.
- Driven, self-starter.
- Commitment to self-development.
Desired Skills & Experience:
- Experience in compliance or regulatory environments.
- Familiarity with compliance training program development.
- Previous experience in handling regulatory inquiries and examinations.
- Proficiency in legal research tools and compliance software.
Pay: $20.51 – $29.30 /hr.
We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to provide sponsorship at this time or accept candidates who would require a corp-to-corp agreement.
If this position sounds like you, WE SHOULD TALK!
Your better future is ready, and we want to put the right tools in your hands to get you there. Let's go!
Keywords: Legal Assistant, compliance, regulatory affairs, financial services, securities markets, due diligence, analytical skills, problem-solving, communication, relationship building, time management, organizational skills
Looking for more opportunities with Technology Partners? Check out technologypartners.net/jobs!
All offers of employment at Technology Partners are contingent upon clear results of a thorough background check and drug screening that meet corresponding laws and regulations at the city, state and federal level.
Pay ranges are influenced by candidate qualifications, experience, and role specifics, with the actual rate determined considering skills, market conditions, and are subject to change by the employer; pay negotiations follow all state and federal legal guidelines.
